Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dennis P Oconnor | 1595467 | 6 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 07/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Cleophas Alcide | 3007996 | 4 | 01/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Douglas Clair | 1986609 | 2 | 12/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shannon Teresa Loughery | 2731436 | 8 | 09/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Robert Boron | 4622550 | 2 | 08/29/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 08/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terrel Alan Eisert | 714010 | 2 | 05/17/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Lomas | 2672193 | 5 | 05/07/2013 | Customer Dispute | Settled | $30,800.00 | $0.00 | See FINRA Report |
| Stacy Ann Calder | 4336156 | 1 | 06/25/2012 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |