Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernesto Guadalupe Mendoza | 6302661 | 1 | 05/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 05/01/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Alan Snow | 2903937 | 2 | 03/24/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kerry Alan Cox | 1727499 | 1 | 03/10/2017 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Gregory Louis Schorp | 2858951 | 1 | 01/23/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 08/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Lomas | 2672193 | 5 | 08/15/2016 | Customer Dispute | Denied | $20,886.40 | $0.00 | See FINRA Report |
| Willie Fred Thompson | 1210785 | 3 | 06/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Cleophas Alcide | 3007996 | 4 | 12/03/2015 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Glenn Charles Wiggle | 2730675 | 4 | 09/21/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |