Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Munley | 5649726 | 3 | 04/25/2022 | Customer Dispute | Settled | $500.00 | $0.00 | See FINRA Report |
| Jason Allen Stewart | 5917744 | 1 | 11/20/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Terrel Alan Eisert | 714010 | 2 | 09/25/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Shannon Teresa Loughery | 2731436 | 8 | 08/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Mark Reynolds | 4077413 | 1 | 08/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ruth Currie Ladas | 6869487 | 3 | 05/07/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randy L Young | 6818863 | 1 | 04/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ricardo Eduardo Harmsen | 2011149 | 2 | 02/11/2019 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Willie Fred Thompson | 1210785 | 3 | 06/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Scott Baker | 3244172 | 2 | 02/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |