Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shannon Teresa Loughery | 2731436 | 8 | 08/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Willie Fred Thompson | 1210785 | 3 | 06/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 07/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shannon Teresa Loughery | 2731436 | 8 | 09/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 08/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ruth Currie Ladas | 6869487 | 3 | 10/11/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 01/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 10/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis P Oconnor | 1595467 | 6 | 03/20/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |