Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
William Allie Hurley | 3188678 | 3 | 12/24/2008 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
Charmaine Valois Kaes | 1202355 | 1 | 02/18/2003 | Customer Dispute | Denied | $33,880.70 | $0.00 | See FINRA Report |
Glenn Charles Wiggle | 2730675 | 4 | 01/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Michael Steven Lomas | 2672193 | 5 | 01/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |