Our Staff has compiled our research into a database of FINRA Broker Disclosures for Peak Brokerage Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Omar Rasmi Shalabi | 2777244 | 3 | 08/26/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenn Charles Wiggle | 2730675 | 4 | 08/02/2010 | Customer Dispute | Denied | $14,432.30 | $0.00 | See FINRA Report |
| Michael Steven Lomas | 2672193 | 5 | 08/02/2010 | Customer Dispute | Denied | $14,432.30 | $0.00 | See FINRA Report |
| James Dale Kraatz | 2102044 | 2 | 07/13/2010 | Customer Dispute | Denied | $33,124.00 | $0.00 | See FINRA Report |
| Omar Rasmi Shalabi | 2777244 | 3 | 06/29/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Cleophas Alcide | 3007996 | 4 | 06/19/2010 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Jeffrey Robert Boron | 4622550 | 2 | 01/04/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Allie Hurley | 3188678 | 3 | 12/24/2008 | Customer Dispute | Denied | $47,000.00 | $0.00 | See FINRA Report |
| Mark Douglas Clair | 1986609 | 2 | 12/15/2008 | Customer Dispute | Settled | $322,000.00 | $0.00 | See FINRA Report |
| Antonio Jesus Oliva | 4151737 | 2 | 11/06/2008 | Customer Dispute | Settled | $17,802.40 | $0.00 | See FINRA Report |