Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Christopher Collette | 6048928 | 1 | 11/21/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jeremy Dee Witbeck | 6134040 | 1 | 11/21/2018 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| John Kennedy | 3093659 | 1 | 08/24/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeff Jacob Menning | 2909757 | 2 | 10/14/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeff Jacob Menning | 2909757 | 2 | 09/02/2008 | Customer Dispute | Settled | $30,359.00 | $0.00 | See FINRA Report |
| Robert Douglas Lepson | 2167252 | 1 | 06/07/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |