Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Waldorf Puck | 5810550 | 1 | 03/01/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Alexander Pestrichelli | 4008186 | 1 | 08/02/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |