Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Charles Vogt | 3065080 | 4 | 02/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Charles Vogt | 3065080 | 4 | 09/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Charles Vogt | 3065080 | 4 | 02/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Charles Vogt | 3065080 | 4 | 11/17/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |