Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Peter Weschke | 2486324 | 24 | 03/01/2021 | Customer Dispute | Settled | $138,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 02/18/2021 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 12/10/2020 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 12/05/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Justin Francis Carlson | 5504307 | 2 | 11/23/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 09/21/2020 | Customer Dispute | Closed-No Action | $10,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 04/22/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Roop | 2774470 | 15 | 01/29/2020 | Customer Dispute | Settled | $65,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 01/28/2020 | Customer Dispute | Settled | $285,000.00 | $0.00 | See FINRA Report |
| Caroline Grace Rakness | 4387701 | 2 | 12/01/2019 | Customer Dispute | Settled | $114,544.00 | $0.00 | See FINRA Report |