Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Vincent Meaglia | 862483 | 27 | 09/02/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 02/08/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 01/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fraser Lawrence Allport | 1242844 | 6 | 01/21/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Vincent Meaglia | 862483 | 27 | 10/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Fraser Lawrence Allport | 1242844 | 6 | 04/19/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Elton Smith | 2532953 | 13 | 12/28/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 12/28/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |