Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Vincent Meaglia | 862483 | 27 | 02/09/2000 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Barry Dewayne Oxford | 2949375 | 4 | 11/15/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 06/15/1999 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 12/17/1998 | Customer Dispute | Settled | $292,621.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 12/16/1998 | Customer Dispute | Settled | $203,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 12/12/1998 | Customer Dispute | Settled | $478,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 10/15/1998 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 09/18/1998 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 08/28/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 08/26/1998 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |