Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Elton Smith | 2532953 | 13 | 04/25/2001 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 04/10/2001 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |
| Fraser Lawrence Allport | 1242844 | 6 | 04/06/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 03/08/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pamela Harlan Wilson | 1337224 | 4 | 12/27/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 10/11/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Karl Greenberg | 2823154 | 2 | 07/01/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 06/07/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 03/06/2000 | Customer Dispute | Closed-No Action | $120,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 03/02/2000 | Customer Dispute | Award / Judgment | $500,000.00 | $50,000.00 | See FINRA Report |