Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Elton Smith | 2532953 | 13 | 12/08/2004 | Customer Dispute | Settled | $5,144.23 | $0.00 | See FINRA Report |
| John Mark Canada | 1906716 | 9 | 04/30/2004 | Customer Dispute | Settled | $15,754.80 | $0.00 | See FINRA Report |
| John Mark Canada | 1906716 | 9 | 05/20/2003 | Customer Dispute | Settled | $7,407.00 | $0.00 | See FINRA Report |
| Kenneth Elton Smith | 2532953 | 13 | 10/08/2002 | Customer Dispute | Settled | $36,547.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 09/19/2002 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Pamela Harlan Wilson | 1337224 | 4 | 07/24/2001 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Barry Dewayne Oxford | 2949375 | 4 | 05/24/2001 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Thomas Vincent Meaglia | 862483 | 27 | 02/09/2000 | Customer Dispute | Settled | $41,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 06/15/1999 | Customer Dispute | Settled | $260,000.00 | $0.00 | See FINRA Report |
| Eric Peter Weschke | 2486324 | 24 | 12/17/1998 | Customer Dispute | Settled | $292,621.00 | $0.00 | See FINRA Report |