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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 71-80 out of 94 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Peter Weschke24863242409/18/1998Customer DisputeSettled$40,000.00$0.00See FINRA Report
Eric Peter Weschke24863242408/28/1998Customer DisputeSettled$0.00$0.00See FINRA Report
Eric Peter Weschke24863242408/26/1998Customer DisputeSettled$300,000.00$0.00See FINRA Report
Thomas Vincent Meaglia8624832708/19/1998Customer DisputeSettled$95,000.00$0.00See FINRA Report
Thomas Vincent Meaglia8624832705/08/1998Customer DisputeSettled$28,000.00$0.00See FINRA Report
Thomas Vincent Meaglia8624832704/28/1998Customer DisputeSettled$200,000.00$0.00See FINRA Report
Thomas Vincent Meaglia8624832703/27/1998Customer DisputeSettled$33,000.00$0.00See FINRA Report
Thomas Vincent Meaglia8624832710/20/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Thomas Vincent Meaglia8624832710/08/1997Customer DisputePending$735,757.00$0.00See FINRA Report
Thomas Vincent Meaglia8624832710/08/1997Customer DisputeSettled$0.00$0.00See FINRA Report

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