Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Global Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maria Guadalupe Northam | 2357657 | 1 | 03/30/2009 | Customer Dispute | Closed-No Action | $155,882.00 | $0.00 | See FINRA Report |
| Andrei L Santos | 4763580 | 3 | 03/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrei L Santos | 4763580 | 3 | 12/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrei L Santos | 4763580 | 3 | 11/28/2008 | Customer Dispute | Settled | $52,000.00 | $0.00 | See FINRA Report |
| Dante Wilfredo Neyra | 1842078 | 1 | 10/13/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Manuel Martinez | 2622743 | 1 | 04/11/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Raymond Gerard Grenier | 1404159 | 6 | 07/11/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Neagle | 1762534 | 1 | 06/27/2006 | Customer Dispute | Settled | $210,000.00 | $0.00 | See FINRA Report |
| Soraya Batista-Garcia | 2882038 | 1 | 02/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Flavio Rafael Gonzalez | 1657739 | 1 | 11/02/2005 | Customer Dispute | Denied | $18,923.60 | $0.00 | See FINRA Report |