Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Global Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Felix Daniel Bosque | 4380167 | 2 | 03/21/2013 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Felix Daniel Bosque | 4380167 | 2 | 10/30/2012 | Customer Dispute | Closed-No Action | $83,000.00 | $0.00 | See FINRA Report |
| Norvin Jose Ulloa-Gonzalez | 4216786 | 2 | 07/18/2012 | Customer Dispute | Closed-No Action | $1,500,000.00 | $0.00 | See FINRA Report |
| Daphne Jane Mahle | 4367277 | 1 | 06/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Cesar Colis Vidal | 5697703 | 1 | 05/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norvin Jose Ulloa-Gonzalez | 4216786 | 2 | 03/20/2012 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Randall Lew Caruso | 2479432 | 3 | 05/09/2011 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Graciela Maria Perez | 2617817 | 1 | 04/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Burke | 730482 | 1 | 02/15/2010 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Randall Lew Caruso | 2479432 | 3 | 04/21/2009 | Customer Dispute | Settled | $108,285.00 | $0.00 | See FINRA Report |