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FINRA Broker Disclosures for Bolton Global Capital

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Global Capital. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 58 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Meredith P Dasaro5099746107/01/2016FinancialFinal$0.00$0.00See FINRA Report
Marco Oreamuno4903418103/17/2016Customer DisputeSettled$35,000.00$0.00See FINRA Report
Archibaldo Vasquez2491359101/04/2016Customer DisputeDenied$0.00$0.00See FINRA Report
Nancy Marie Peterson2241393109/26/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Jorge Enrique Aguerrevere Sanchez2296910109/22/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Ernesto Amengual1929864109/22/2015Customer DisputeDenied$0.00$0.00See FINRA Report
Maria A Fernandez5256335109/19/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Diana Jane Helliwell5893949109/03/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Erick David Mejia2323582108/26/2015Customer DisputeSettled$10,000.00$0.00See FINRA Report
Michel Palacci4087073108/19/2014Customer DisputeSettled$0.00$0.00See FINRA Report

58 Results

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