Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bolton Global Capital. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Enrique Ortega | 5859283 | 1 | 04/14/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raul Rohr | 4946818 | 1 | 07/06/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karyn S Soroa | 5681318 | 1 | 05/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Euclides Rafael Moreno | 4166571 | 1 | 04/18/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcelo Elias Charul | 5418673 | 1 | 01/11/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henrique Joao Pinheiro | 4090649 | 1 | 08/09/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nancy Marie Peterson | 2241393 | 1 | 09/26/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Maria A Fernandez | 5256335 | 1 | 09/19/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Diana Jane Helliwell | 5893949 | 1 | 09/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cesar Colis Vidal | 5697703 | 1 | 05/02/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |