Our Staff has compiled our research into a database of FINRA Broker Disclosures for PNC Capital Markets LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Thomas Hatch | 4433073 | 1 | 07/06/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Wesley Parker Neal | 2026781 | 1 | 09/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rohan Sidhu | 7770954 | 1 | 06/12/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Naveen Anuj Paul | 7151550 | 1 | 04/27/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Gallardo | 7586625 | 1 | 11/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward Troy Harmon | 4161055 | 1 | 02/13/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kyle L Huber | 6300020 | 1 | 08/03/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jerod Lenderman | 5369441 | 1 | 01/05/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Adam Smith | 4059870 | 1 | 10/29/2002 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Matthew Walter Cameron | 2858723 | 1 | 05/29/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |