Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Harold Alan Schwartz | 841225 | 5 | 01/27/2020 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Nathan Lee Wilson | 3088187 | 3 | 12/27/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |