Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kayan Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yong Soo Kim | 1747849 | 5 | 07/15/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yong Soo Kim | 1747849 | 5 | 05/16/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yong Soo Kim | 1747849 | 5 | 02/13/2018 | Customer Dispute | Award / Judgment | $29,157.00 | $12,757.00 | See FINRA Report |
| Jaehwan Kim | 2544922 | 4 | 02/13/2018 | Customer Dispute | Award / Judgment | $5,000.00 | $12,757.00 | See FINRA Report |
| Jaehwan Kim | 2544922 | 4 | 03/12/2014 | Customer Dispute | Pending | $23,500.00 | $0.00 | See FINRA Report |
| Yong Soo Kim | 1747849 | 5 | 04/08/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Soon Gwon Bang | 3112580 | 2 | 01/23/2003 | Customer Dispute | Award / Judgment | $103,221.00 | $92,775.00 | See FINRA Report |
| Soon Gwon Bang | 3112580 | 2 | 05/31/2001 | Customer Dispute | Settled | $90,745.00 | $0.00 | See FINRA Report |
| Jaehwan Kim | 2544922 | 4 | 05/24/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Yong Soo Kim | 1747849 | 5 | 10/13/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |