Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Franklin Wells | 5393041 | 4 | 10/01/2020 | Customer Dispute | Settled | $164,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 06/02/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 04/01/2019 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| George Franklin Wells | 5393041 | 4 | 11/21/2018 | Customer Dispute | Settled | $295,825.00 | $0.00 | See FINRA Report |