Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cgis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Florence Therese Dhainaut | 2713300 | 1 | 04/22/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rigoberto P Dapena | 1457405 | 2 | 11/22/2005 | Customer Dispute | Denied | $10,783.50 | $0.00 | See FINRA Report |
| Rigoberto P Dapena | 1457405 | 2 | 07/13/1999 | Customer Dispute | Denied | $142,000.00 | $0.00 | See FINRA Report |