Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Alaeddin Fatemi | 4935681 | 3 | 01/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Alaeddin Fatemi | 4935681 | 3 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Krasco | 4026071 | 1 | 03/25/2013 | Customer Dispute | Denied | $18,750.00 | $0.00 | See FINRA Report |
| Mark William Shevlin | 2519659 | 3 | 04/04/2011 | Customer Dispute | Denied | $7,099.00 | $0.00 | See FINRA Report |
| Robert Michael Thorne | 2163929 | 2 | 07/14/2005 | Customer Dispute | Denied | $6,500.00 | $0.00 | See FINRA Report |
| John Martin Fenton | 2756603 | 1 | 10/28/2002 | Customer Dispute | Denied | $88,956.00 | $0.00 | See FINRA Report |
| Carleton William Crockett | 2008965 | 1 | 11/12/2001 | Customer Dispute | Settled | $23,002.00 | $0.00 | See FINRA Report |