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FINRA Broker Disclosures for Lincoln Douglas Investments, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Douglas Investments, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 14 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Terry Lee Hill1401086208/12/2014Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Terry Lee Hill1401086201/22/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Jeffrey Donald Field724346311/12/2008Customer DisputeClosed-No Action$13,049.70$0.00See FINRA Report
T Daniel Glasener1546411203/10/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Brian Eugene Mohney2890043106/10/2005RegulatoryFinal$0.00$0.00See FINRA Report
T Daniel Glasener1546411205/20/2002Customer DisputeSettled$16,042.20$0.00See FINRA Report
Jeffrey Donald Field724346301/28/1997Judgment / Lien$0.00$0.00See FINRA Report
Kevin Frederick MacLean1805423105/26/1996CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeffrey Donald Field724346306/02/1995Customer DisputeSettled$31,065.90$0.00See FINRA Report
Jalal Yassaee861737509/27/1991Employment Separation After Allegations$0.00$0.00See FINRA Report

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