Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dfpg Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Thomas Newhouse | 3105894 | 2 | 06/29/2005 | Customer Dispute | Closed-No Action | $98,528.20 | $0.00 | See FINRA Report |
| Anton Nicola Nijmeh | 2314585 | 1 | 07/15/2003 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Gregory Jay Molle | 1316841 | 1 | 04/18/2003 | Customer Dispute | Denied | $35,388.00 | $0.00 | See FINRA Report |
| Jason Harris Freeman | 2995587 | 2 | 08/30/2002 | Customer Dispute | Denied | $32,032.00 | $0.00 | See FINRA Report |
| John Edward Levee | 2022567 | 2 | 05/12/2001 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Timothy Kirkpatrick Whipple | 2829688 | 1 | 05/08/2000 | Customer Dispute | Closed-No Action | $6,600.00 | $0.00 | See FINRA Report |
| Marc J Bernstein | 1284160 | 1 | 04/18/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |