Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Frances Alessi | 1423385 | 7 | 01/31/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Patrick Shreenan | 1216123 | 2 | 12/19/2000 | Customer Dispute | Closed-No Action | $447,321.00 | $0.00 | See FINRA Report |