Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Reynold David Musell | 2004871 | 2 | 08/03/2001 | Customer Dispute | Award / Judgment | $90,000.00 | $25,000.00 | See FINRA Report |
| Larry Lee Moons | 1029009 | 2 | 03/21/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 01/11/2001 | Customer Dispute | Closed-No Action | $156,753.00 | $0.00 | See FINRA Report |
| Perry Alexander Switzer | 1174064 | 3 | 10/19/2000 | Customer Dispute | Closed-No Action | $13,540.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 06/01/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 02/06/1998 | Customer Dispute | Settled | $7,900.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/20/1997 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 05/15/1981 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 01/05/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lyle Russell Hatch | 500415 | 4 | 08/06/1976 | Civil | Final | $0.00 | $0.00 | See FINRA Report |