Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Solomon Ethan Cherniak | 2753925 | 1 | 08/25/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Reynold David Musell | 2004871 | 2 | 11/17/2008 | Customer Dispute | Denied | $24,470.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 10/29/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Everett Bailey | 719858 | 4 | 05/09/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| George Steven Cleffi | 1365768 | 1 | 10/03/2003 | Customer Dispute | Denied | $14,200.00 | $0.00 | See FINRA Report |
| Larry Lee Moons | 1029009 | 2 | 09/25/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael John Oconnor | 1096256 | 5 | 07/18/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Clifford Fraley | 2334771 | 1 | 06/01/2003 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Perry Alexander Switzer | 1174064 | 3 | 03/19/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Perry Alexander Switzer | 1174064 | 3 | 02/24/2003 | Customer Dispute | Award / Judgment | $44,000.00 | $29,960.00 | See FINRA Report |