Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore John Delisi | 1708361 | 3 | 09/22/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore John Delisi | 1708361 | 3 | 09/12/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore John Delisi | 1708361 | 3 | 06/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Donald Comes | 2220609 | 5 | 11/24/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Frederick Joseph Payne | 1290237 | 1 | 06/01/1981 | Civil Bond | $0.00 | $0.00 | See FINRA Report |