Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Russel Hodgson | 1695013 | 1 | 07/21/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Erhard Reinker | 4039657 | 2 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Clark Leroy Permann | 2182278 | 3 | 10/20/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Dean Nolan Bertsch | 2331961 | 2 | 02/20/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Mark Edward Greenawalt | 5684975 | 1 | 11/04/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul Erhard Reinker | 4039657 | 2 | 03/15/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Clark Oconnor | 1263364 | 2 | 12/14/2005 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Michael Allen Gertsema | 2138833 | 1 | 12/06/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brian Wesley Armstrong | 3040269 | 1 | 09/07/2004 | Customer Dispute | Denied | $75,984.00 | $0.00 | See FINRA Report |
| John William Meyer | 1054511 | 1 | 06/18/2004 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |