Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Donald Comes | 2220609 | 5 | 03/25/2020 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |
| Shanna Marie Rivera | 3184944 | 1 | 03/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Edward Rose | 4928479 | 1 | 01/24/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nicholas Martin Fisher | 6823913 | 1 | 09/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Lee Ford | 2023908 | 1 | 07/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Robert Lookabill | 3226853 | 1 | 10/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Clark Leroy Permann | 2182278 | 3 | 02/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Michelle Hardaway | 6475095 | 1 | 07/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mendy Michelle Adams | 4214126 | 1 | 07/24/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Justin Salemy | 5229730 | 1 | 11/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |