Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Landon Matheu Collins | 6899123 | 1 | 11/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Bergdahl | 1432349 | 2 | 01/19/2021 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Timothy Avila | 6885061 | 1 | 12/24/2020 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Michael Shane David | 2880609 | 1 | 07/22/2020 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Dean Nolan Bertsch | 2331961 | 2 | 06/18/2014 | Customer Dispute | Settled | $22,615.00 | $0.00 | See FINRA Report |
| Richard Roberts Robie | 1387381 | 1 | 06/21/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clark Leroy Permann | 2182278 | 3 | 10/20/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Paul Erhard Reinker | 4039657 | 2 | 03/15/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Clark Oconnor | 1263364 | 2 | 12/14/2005 | Customer Dispute | Settled | $8,000.00 | $0.00 | See FINRA Report |
| Robert Joe Holdford | 1672884 | 2 | 07/14/2003 | Customer Dispute | Settled | $155,000.00 | $0.00 | See FINRA Report |