Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Kubis | 7208941 | 1 | 09/25/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Martin Fisher | 6823913 | 1 | 09/18/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Justin Salemy | 5229730 | 1 | 11/11/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott E Grooms | 1948212 | 1 | 11/28/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Clark Leroy Permann | 2182278 | 3 | 05/14/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Theodore John Delisi | 1708361 | 3 | 06/28/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |