Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Edward Rose | 4928479 | 1 | 01/24/2020 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Shane Hall | 4178271 | 1 | 01/07/2014 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Dean Nolan Bertsch | 2331961 | 2 | 02/20/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Michael Allen Gertsema | 2138833 | 1 | 12/06/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Mark Francis Scribner | 2376566 | 1 | 06/14/2002 | Customer Dispute | Closed-No Action | $18,682.00 | $0.00 | See FINRA Report |
| Thomas Rush | 2451788 | 4 | 06/13/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |