Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Lloyd Carson | 1238219 | 1 | 07/31/2002 | Customer Dispute | Award / Judgment | $12,000,000.00 | $50,000.00 | See FINRA Report |
| Thomas Rush | 2451788 | 4 | 05/14/2002 | Customer Dispute | Award / Judgment | $221,071.00 | $14,355.10 | See FINRA Report |
| Marcelo Daniel Bernardo | 2248872 | 1 | 08/17/1999 | Customer Dispute | Award / Judgment | $22,000.00 | $3,800.00 | See FINRA Report |