Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Scott Wishan | 4955499 | 1 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Bergdahl | 1432349 | 2 | 03/19/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Landon Matheu Collins | 6899123 | 1 | 11/10/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Leigh Bain | 3139332 | 1 | 10/20/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Jay Bergdahl | 1432349 | 2 | 01/19/2021 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| Timothy Avila | 6885061 | 1 | 12/24/2020 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Jorrell Rawlin Bland | 6598488 | 1 | 10/18/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Kubis | 7208941 | 1 | 09/25/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Shane David | 2880609 | 1 | 07/22/2020 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Russell Grant Nieland | 6031621 | 1 | 03/25/2020 | Customer Dispute | Denied | $55,000.00 | $0.00 | See FINRA Report |