Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carl von Hoffmann Burnham | 1799594 | 1 | 02/28/2018 | Customer Dispute | Withdrawn | $685,465.00 | $0.00 | See FINRA Report |
| MacGregor Bruce Hall | 1896326 | 2 | 02/28/2018 | Customer Dispute | Withdrawn | $685,465.00 | $0.00 | See FINRA Report |
| MacGregor Bruce Hall | 1896326 | 2 | 02/23/2018 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Jonathan Kyle Metz | 6721288 | 1 | 01/22/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron M Buechel | 5027651 | 1 | 05/19/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |