Our Staff has compiled our research into a database of FINRA Broker Disclosures for Central States Capital Markets, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Daniel Stepp | 501417 | 1 | 03/14/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Curtis Brownfield | 2492739 | 1 | 05/11/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Jay Freidell | 5194129 | 1 | 05/10/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dennis Ray Wagner | 1643697 | 1 | 05/10/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Omar Ganoom | 2844440 | 1 | 05/09/2006 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Robert Morris Young | 501297 | 1 | 10/01/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |