Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Jordan Lyons | 2296000 | 1 | 04/10/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Robert Stevens | 6106919 | 1 | 01/22/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Thomas Antonelli | 1125191 | 1 | 12/13/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steve Jerome Cotton | 4233203 | 2 | 10/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gordon Andrew Robinson | 2300158 | 1 | 10/12/2017 | Customer Dispute | Settled | $101,510.00 | $0.00 | See FINRA Report |
| Adam Noah Landvik | 4428917 | 2 | 09/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Morris Hoffman | 1393867 | 3 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Alan Gaylor | 5643268 | 2 | 06/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Alan Gaylor | 5643268 | 2 | 03/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Galina Kolossovsky | 4389205 | 2 | 02/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |