Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Murray Paul | 4648233 | 5 | 07/07/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 05/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 05/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Champagne | 4169488 | 10 | 10/31/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 08/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason M Burd | 6943622 | 4 | 07/23/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Noah Landvik | 4428917 | 2 | 07/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason M Burd | 6943622 | 4 | 07/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Lane Smith | 2924147 | 2 | 04/16/2018 | Customer Dispute | Denied | $33,051.00 | $0.00 | See FINRA Report |