Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Elizabeth Leonard | 4607044 | 2 | 06/04/2021 | Customer Dispute | Denied | $25,357.90 | $0.00 | See FINRA Report |
| Adam Bernard Strouse | 4536330 | 1 | 05/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erin Colleen Eason | 4468573 | 9 | 04/08/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregg Robert Manis | 2015153 | 1 | 03/03/2021 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Hopper | 1426713 | 1 | 01/04/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Travis Lynn Riggs | 4334801 | 2 | 12/31/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Travis Lynn Riggs | 4334801 | 2 | 02/20/2020 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 01/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Richard Conley | 3220326 | 1 | 01/16/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Charles Champagne | 4169488 | 10 | 09/20/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |