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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 241-243 out of 243 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Andrew Conrad Karlinski1112156303/18/1988Customer DisputeSettled$432,000.00$0.00See FINRA Report
Christine Lynn Hagen1059139101/29/1988RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Roy Russo407792206/29/1984RegulatoryFinal$0.00$0.00See FINRA Report

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