Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Andrew Conrad Karlinski | 1112156 | 3 | 03/18/1988 | Customer Dispute | Settled | $432,000.00 | $0.00 | See FINRA Report |
Christine Lynn Hagen | 1059139 | 1 | 01/29/1988 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Roy Russo | 407792 | 2 | 06/29/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |