Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Scott Christenson | 2898631 | 2 | 12/22/2005 | Customer Dispute | Settled | $8,344.92 | $0.00 | See FINRA Report |
| Michael Joseph Hecht | 2910046 | 3 | 03/17/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Buehner Merrill | 2507989 | 2 | 02/22/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Salvatore Mantione | 3091324 | 3 | 02/14/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Shawn Thomas Hines | 2258451 | 1 | 01/03/2005 | Customer Dispute | Denied | $27,212.90 | $0.00 | See FINRA Report |
| Michael Joseph Sharp | 2377718 | 3 | 11/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Pennington Dunn | 1675358 | 1 | 11/04/2004 | Customer Dispute | Denied | $13,587.00 | $0.00 | See FINRA Report |
| James Phillip Quinlan | 2267483 | 1 | 10/08/2004 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Joel Martin Morawski | 3078209 | 1 | 05/27/2004 | Customer Dispute | Denied | $8,938.93 | $0.00 | See FINRA Report |
| Stephen Mark Littenberg | 2128750 | 2 | 04/20/2004 | Customer Dispute | Settled | $181,046.00 | $0.00 | See FINRA Report |