Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Buehner Merrill | 2507989 | 2 | 11/28/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Bernard Paul Martin | 2922651 | 1 | 11/06/2007 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Jay I Weintraub | 1008357 | 3 | 04/02/2007 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Jay I Weintraub | 1008357 | 3 | 01/25/2007 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| James Alan Turk | 4619653 | 3 | 08/29/2006 | Customer Dispute | Denied | $6,456.32 | $0.00 | See FINRA Report |
| Jeffrey Brent Lapidus | 4365366 | 2 | 06/21/2006 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| John Joseph Murphy | 1039914 | 3 | 06/20/2006 | Customer Dispute | Award / Judgment | $229,712.00 | $4,976.81 | See FINRA Report |
| Timothy Patrick Flynn | 2837132 | 4 | 05/16/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Patrick Flynn | 2837132 | 4 | 03/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Wesley Neighbors | 1693608 | 2 | 03/03/2006 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |