Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Alan Turk | 4619653 | 3 | 04/01/2008 | Customer Dispute | Denied | $15,934.00 | $0.00 | See FINRA Report |
| Galina Kolossovsky | 4389205 | 2 | 03/31/2008 | Customer Dispute | Closed-No Action | $100,000.00 | $0.00 | See FINRA Report |
| Christopher R Camburn | 4070339 | 2 | 03/05/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Breault | 1161180 | 3 | 03/04/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ray Young | 1015548 | 4 | 02/20/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Ross | 2185992 | 2 | 02/19/2008 | Customer Dispute | Settled | $1,280,000.00 | $0.00 | See FINRA Report |
| Timothy Christian Drumm | 4232468 | 1 | 02/06/2008 | Customer Dispute | Denied | $6,973.21 | $0.00 | See FINRA Report |
| Ray Young | 1015548 | 4 | 02/05/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ray Young | 1015548 | 4 | 01/22/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Ray Young | 1015548 | 4 | 01/21/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |