Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melinda May Stitt | 1012359 | 2 | 08/05/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Philip Leonardo Platania | 5404208 | 4 | 07/28/2011 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Brett Raymond Cloak | 4496906 | 1 | 05/04/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Adam Opp | 2502705 | 2 | 05/02/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Philip Leonardo Platania | 5404208 | 4 | 04/04/2011 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Megan Bracey Resch | 4912832 | 2 | 02/08/2011 | Customer Dispute | Settled | $243,864.00 | $0.00 | See FINRA Report |
| Lester Provan Botkin | 2907918 | 1 | 12/15/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Terrence Hugh Gee | 1266030 | 3 | 11/12/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Victor J Alfieri | 3044060 | 5 | 09/17/2010 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Victor J Alfieri | 3044060 | 5 | 08/19/2010 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |