Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher R Camburn | 4070339 | 2 | 03/05/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kevin Joseph Ross | 2185992 | 2 | 02/19/2008 | Customer Dispute | Settled | $1,280,000.00 | $0.00 | See FINRA Report |
| Bernard Paul Martin | 2922651 | 1 | 11/06/2007 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| William Wesley Neighbors | 1693608 | 2 | 03/03/2006 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Tyler Scott Christenson | 2898631 | 2 | 12/22/2005 | Customer Dispute | Settled | $8,344.92 | $0.00 | See FINRA Report |
| James Phillip Quinlan | 2267483 | 1 | 10/08/2004 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Stephen Mark Littenberg | 2128750 | 2 | 04/20/2004 | Customer Dispute | Settled | $181,046.00 | $0.00 | See FINRA Report |
| Raymond Allen Thomas | 2465479 | 3 | 04/15/2004 | Customer Dispute | Settled | $11,806.60 | $0.00 | See FINRA Report |
| Ralph Lamar Youngblood | 2933518 | 1 | 12/16/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Blair Hammond | 2232222 | 1 | 08/14/2003 | Customer Dispute | Settled | $19,046.00 | $0.00 | See FINRA Report |