Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor J Alfieri | 3044060 | 5 | 06/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Salvatore Mantione | 3091324 | 3 | 05/12/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James Murray Paul | 4648233 | 5 | 04/28/2009 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Victor J Alfieri | 3044060 | 5 | 04/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ryan Richard Poterack | 2065824 | 1 | 10/15/2008 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Kenneth Lyons | 315393 | 2 | 09/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Michael Dahan | 2297087 | 2 | 09/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Irwin Mason | 1156786 | 1 | 05/15/2008 | Customer Dispute | Settled | $65,901.20 | $0.00 | See FINRA Report |
| Kevin Joseph Ross | 2185992 | 2 | 05/13/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher R Camburn | 4070339 | 2 | 04/18/2008 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |